Ricardo Blanco and VFinance Investments, Inc.
The Law Firm of David R. Chase, P.A. announces that it representing former clients of financial advisor Ricardo Blanco in a FINRA arbitration claim that names, among others, Ricardo Blanco and vFinance Investments, Inc., the Florida based securities broker-dealer that employed him, to recover their investment losses. Read More
Steven Cohen and Next Financial Group, Inc.
The Law Firm of David R. Chase, P.A., headed by a former SEC Enforcement Attorney, announces that it has filed a FINRA arbitration claim on behalf of an elderly widow against Next Financial Group, Inc. alleging that its then associated person, Steven Cohen, made unsuitable sales recommendations and material misrepresentations in connection with those recommendations. Read More
UBS/ Lehman Principal Protected Notes
UBS LEHMAN BROTHERS PRINCIPAL PROTECTED NOTE INVESTORS: LAW FIRM OF DAVID R. CHASE, PA FILES ARBITRATION CLAIM AGAINST UBS FINANCIAL SERVICES, INC. ON BEHALF OF CUSTOMER TO RECOVER LOSSES IN LEHMAN NOTE...Read more
Lincoln Financial – Kenneth McLeod Fraud
FORT LAUDERDALE, FL (October 21, 2010) – The Law Firm of David R. Chase, P.A. announces that it has filed a FINRA arbitration claim on behalf of a retired Government Employee and his wife against Lincoln Financial Securities Corporation ... Read more
Notice to Kenneth Wayne Mcleod Investors: Law Firm of David R. Chase, P.A. Files Claim Against Lincoln Financial Securities Corp. to Recover Investment Losses
FORT LAUDERDALE, FL (October 21, 2010) – The Law Firm of David R. Chase, P.A. announces that it is has filed a FINRA arbitration claim on behalf of a retired Government Employee and his wife against Lincoln Financial Securities Corporation to recover their losses in the FEBG Bond Fund sold by Kenneth Wayne McLeod... Read more
Medical Capital Holdings
David R. Chase, P.A., www.davidchaselaw.com, a law firm representing investors nationwide and headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is has filed a FINRA arbitration claim on behalf ... Read more
McGinn, Smith & Co., Inc. - Income Notes
The Law Firm of David R. Chase, P.A. has filed a FINRA arbitration claim against McGinn, Smith & Co., Inc. on behalf of an elderly widow in connection with the sale to her of the following... Read more
Aravali Finra Filings
David R. Chase, P.A., a law firm representing investors worldwide and headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is has filed a FINRA arbitration claim on behalf of an elderly investor... Read more
National Financial Services, LLC - Brookstreet Securities
Based upon its investigation, the Firm has alleged in filings that Schwab misrepresented and failed to disclose the true nature and risks of the YieldPlus Funds to investors... Read more
Over-concentration in Preferred Securities of Financial Companies
When the market experienced substantial declines in 2008, particularly in the financial sector, the investor’s portfolio declined substantially due to its over-exposure... Read more
