Medical Capital Holdings
David R. Chase, P.A., www.davidchaselaw.com, a law firm representing investors nationwide and headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is has filed a FINRA arbitration claim on behalf ... Read more
McGinn, Smith & Co., Inc. - Income Notes
The Law Firm of David R. Chase, P.A. has filed a FINRA arbitration claim against McGinn, Smith & Co., Inc. on behalf of an elderly widow in connection with the sale to her of the following... Read more
Aravali Finra Filings
David R. Chase, P.A., a law firm representing investors worldwide and headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is has filed a FINRA arbitration claim on behalf of an elderly investor... Read more
National Financial Services, LLC - Brookstreet Securities
Based upon its investigation, the Firm has alleged in filings that Schwab misrepresented and failed to disclose the true nature and risks of the YieldPlus Funds to investors... Read more
Over-concentration in Preferred Securities of Financial Companies
When the market experienced substantial declines in 2008, particularly in the financial sector, the investor’s portfolio declined substantially due to its over-exposure... Read more
