Former SEC Prosecutor Opens Investigation on REITs
Widow files arbitration claim against Deutsche Bank, claiming risky fund was sold to her as safe
Attention: Lehman Brothers 100% Principal Protected Note Investors Who Purchased From UBS Financial Services - FINRA Fines UBS $2.5 Million In Connection With Its Sale of Lehman PPNs
The Law Firm of David R. Chase, P.A., headed by a former SEC Prosecutor, alerts those customers of UBS Financial Services who purchased Lehman Brothers 100% Principal Protected Notes (PPNs) that the Financial Industry Regulatory Authority (FINRA) has censured and fined UBS $2.5 million for making statements and omissions that had the effect of misleading... Read more.
Investor Files Arbitration Claim for Losses in Wayne McLeod's Ponzi Scheme
Notice to Kenneth Wayne Mcleod Investors: Law Firm of David R. Chase, P.A. Files Claim Against Lincoln Financial Securities Corp. to Recover Investment Losses
FORT LAUDERDALE, FL (October 21, 2010) – The Law Firm of David R. Chase, P.A. announces that it is has filed a FINRA arbitration claim on behalf of a retired Government Employee and his wife against Lincoln Financial Securities Corporation to recover their losses in the FEBG Bond Fund sold by Kenneth Wayne McLeod... Read more
KENNETH WAYNE MCLEOD FRAUD VICTIM?
NOTICE TO STONE & YOUNGBERG MUNICIPAL ADVANTAGE FUND INVESTORS
The Law Firm of David R. Chase, P.A., representing defrauded investors nationwide, announces that it is investigating potential arbitration claims on behalf of investors in the Stone & Youngberg Municipal Advantage Fund, Read more.
Notice to Kenneth Wayne Mcleod Victims: Law Firm of David R. Chase, P.A., Headed By Former SEC Prosecutor and Special Assistant US Attorney, Announces Its Investigation of Potential FINRA Arbitration Claims Against Securities Brokerage Firms to Recover Investor Losses
The Law Firm of David R. Chase, P.A. announces that it is investigating potential arbitration claims against certain of the securities brokerage firms with which Kenneth Mcleod was associated during the time he engaged in the Ponzi scheme as alleged and described in the SEC’s Complaint filed against his estate in June 2010. Read more.
Notice to Rhonda Breard Victims: Law Firm of David R. Chase, P.A., Headed By Former SEC Prosecutor, Announces Its Investigation of Potential Claims Against ING Financial Partners, Inc. for Recovery of Investor Losses
The Law Firm of David R. Chase, P.A., representing defrauded investors nationwide and headed by former SEC Prosecutor, David R. Chase, announces that it is investigating potential arbitration claims against ING Financial Partners, Inc. for losses sustained by client victims of Rhonda Breard. Read more.
Lehman Brothers Principal Protected Notes: Ongoing Investigation by Law Firm of David R. Chase, P.A., Headed by Former SEC Prosecutor
The David R. Chase, P.A. Law Firm, headed by former SEC Prosecutor, David R. Chase, announces that it is continuing its investigation into claims for investor losses in Lehman Brothers Principal Protected Notes. Read more.
Foresee Strategies 3(c)(1) and 3(c)(7) Insurance Funds
David R. Chase, P.A., a law firm representing investors nationwide and headed by former SEC Prosecutor David R. Chase, announces that it is investigating potential claims arising out of the collapse of the Foresee Strategies Insurance Funds 3(c)(1) and 3(c)(7), which were offered through an annuity issued by Sun Life Financial, which in turn was believed to be sold to investors by SagePoint Financial, Inc. and other securities brokerage firms. Read more.
1861 Capital Management Funds
David R. Chase, P.A., a law firm representing investors nationwide and headed by former SEC Prosecutor David R. Chase, announces that it is investigating potential claims against UBS and other securities brokerage firms that sold the 1861 Capital Management Funds. Read more.
Miami finance inquiry widens
01/04/10
Federal agents are demanding details of Miami's most recent bond offering to investors -- a $65 million deal to bankroll sidewalk improvements.... Read more.
