Merrill Lynch Brokers Claims for Benefits Resulting from Bank of America Acquisition of Merrill Lynch
FORT LAUDERDALE, FL (January 23, 2012) – The Law Firm of David R. Chase, P.A., headed by former SEC Prosecutor, David R. Chase, announces that it is investigating potential arbitration claims against Merrill Lynch on behalf of Merrill Lynch Brokers who left the employment of Merrill Lynch after its acquisition by Bank of America, as announced on September 15, 2008. The Firm is currently representing several former Merrill Lynch brokers who resigned after the announcement. Read more
Robert Van Zandt Investors: Law Firm of David R. Chase P.A., Headed By Former SEC Prosecutor, Announces Its Investigation Of Potential FINRA Arbitration Claims Against Metlife Securities, Inc. and other Broker-Dealers to Recover Losses. Read more
James Tagliafferi, TAG Virgin Islands and Charles Schwab & Co., Inc.
The Law Firm of David R. Chase, P.A. announces that it representing several former investment advisory clients of James Tagliaferri and TAG Virgin Islands in FINRA arbitration claims against Charles Schwab & Co., Inc. ("Charles Schwab") to recover their investment losses. Read more
McGinn Smith and National Financial Services, LLC
In April 2010, both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) filed lawsuits against McGinn Smith and its principals alleging that from 2003 through April 2010, McGinn Smith committed an ongoing fraud involving over 900 investors: Read more
Puerto Rico Investor Claims
The Law Firm of David R. Chase, P.A., headed by a former SEC Prosecutor, is working with law firms in Puerto Rico to investigate and prosecute claims on behalf of Puerto Rico investors who have lost money in the following investments: Read more
Puerto Rico Conservation Trust Fund Secured Notes – UBS
FORT LAUDERDALE, FL (February 25, 2011) – The Law Firm of David R. Chase, P.A., headed by a former SEC Prosecutor, announces that it is investigating potential legal claims to recover investor losses in the Puerto Rico Conservation Trust Fund Secured Notes 5.90% due 2034. Read more
Kenneth Wayne McLeod Fraud
The Law Firm of David R. Chase, P.A., representing defrauded investors nationwide and headed by former SEC Prosecutor and Special Assistant US Attorney, David R. Chase, announces that it is investigating potential arbitration claims against certain of the securities brokerage firms. Read more
Lehman Brothers Principal Protected Notes
The David R. Chase, P.A. Law Firm, headed by former SEC Prosecutor, David R. Chase, announces that it is continuing its investigation into claims for investor losses in Lehman Brothers Principal Protected Notes. Read more
Foresee Strategies 3(c)(1) and 3(c)(7) Insurance Funds
David R. Chase, P.A., a law firm representing investors nationwide and headed by former SEC Prosecutor David R. Chase, announces that it is investigating potential claims arising out of the collapse of the Foresee Strategies Insurance Funds 3(c)(1) and 3(c)(7), which were offered through an annuity issued by Sun Life Financial, which in turn was believed to be sold to investors by SagePoint Financial, Inc. and other securities brokerage firms. Read more
1861 Capital Management Funds
David R. Chase, P.A., a law firm representing investors nationwide and headed by former SEC Prosecutor David R. Chase, announces that it is investigating potential claims against UBS and other securities brokerage firms that sold the 1861 Capital Management Funds. Read more
CIT InterNotes
The Law Firm of David R. Chase, P.A., headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating potential claims to recover... Read more
Medical Capital Holding Notes
The Law Firm of David R. Chase, P.A., headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating potential claims... Read more
Investigation into Watermark Financial Services Group
The Law Firm of David R. Chase, P.A., headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating... Read more
Investigation into Aura Financial Services
The Law Firm of David R. Chase, P.A. (the “Firm”), is investigating potential claims against Aura Financial Services, Inc. (Aura Financial) for alleged excessive trading or “churning” of customer accounts... Read more
Investigation into Aravali Fund sold by Deutsche Bank Securities
The Law Firm of David R. Chase, P.A. (the “Firm”), headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating investor claims for... Read more
Investigation into Bernard Madoff Investor Claims
The Law Firm of David R. Chase, P.A. (the “Firm”), headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating claims of Bernard Madoff investors who invested through a brokerage firm, investment advisory firm or hedge fund... Read more
Lehman Principal Protected Note Investigation
The Law Firm of David R. Chase, P.A. (the “Firm”), headed by former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, David R. Chase, announces that it is investigating investor claims for losses sustained in Lehman Principal Protected Notes... Read more
