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| 1700 EAST LAS OLAS BLVD., PENTHOUSE 2 | FT LAUDERDALE, FLORIDA | PH: 954.920.7779 FX: 954.920.7779 | ||||||||||
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Mr. Chase represents individuals and entities in securities regulatory investigations and enforcement actions. As a former Securities and Exchange Commission Prosecutor and Special Assistant United States Attorney, Mr. Chase was involved in the investigation and prosecution of several multi-million dollar securities frauds, and handled matters involving insider trading, stock manipulations, retail sales practice violations and securities issuer fraud. He has extensive experience in representing clients before the Securities and Exchange Commission on a nationwide basis, as well as before the New York Stock Exchange, Inc., National Association of Securities Dealers Regulation, Inc. and the Department of Justice. Mr. Chase has been published and featured as a guest speaker on the topic of defending Securities and Exchange Commission investigations. Click link here to read the article "When the SEC Comes Knocking: What to do When Faced with an Enforcement Investigation" and other press coverage about Mr. Chase’s securities regulatory practice. |
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