David R. Chase, P.A.
Call Us Now: 800-760-0912
Call Us Now: 800-760-0912
If you are under SEC investigation for insider trading in Palm Beach, Florida, the consequences can be severe. The U.S. Securities and Exchange Commission (SEC), often in cooperation with the Department of Justice (DOJ), vigorously investigates insider trading using sophisticated data analytics, whistleblower tips, and market trading surveillance. These investigations are non-public and can develop quietly over time — long before you receive a SEC subpoena or notice that you are the cross-hairs.
David R. Chase, Esq., a former SEC enforcement attorney and nationally respected SEC defense attorney, provides strategic, personalized representation to individuals and companies under SEC inquiry, including insider trading. Based in South Florida, Mr. Chase has decades of experience defending high-net-worth individuals, executives, and financial professionals throughout Palm Beach and across the nation.
Insider trading involves the purchase or sale of securities based on material, nonpublic information (MNPI) obtained in violation of a fiduciary duty or relationship of trust. While most associate insider trading with corporate executives, anyone who trades or tips others using confidential information may face liability or SEC examination.
This occurs when corporate insiders, such as officers, directors, or employees, use MNPI to trade or tip others who then trade. Both the insider (tipper) and the person they inform (tippee) can be held responsible.
This involves individuals who gain access to nonpublic information legally (like lawyers, consultants, or advisors) but then misuse it to trade securities for personal profit in violation of a fiduciary duty or confidentiality obligation.
Palm Beach is a premier financial and residential hub for high-net-worth individuals, hedge fund managers, private investors, and corporate executives. With its concentration of wealth, financial institutions, and proximity to Miami’s economic center, Palm Beach is a region of heightened interest for the SEC.
The SEC actively monitors market activity tied to Palm Beach residents, particularly those who have access to confidential or market-moving information. If a trading pattern or tip leads to suspicions of insider activity, an SEC inquiry may quietly begin behind the scenes, sometimes triggered by a whistleblower or flagged through sophisticated data analysis tools.
If you’ve received an SEC subpoena or believe you are under investigation, it’s critical to retain an experienced legal advocate immediately.
SEC investigations are complex and often pursued aggressively. You need a defense lawyer who understands securities law, SEC enforcement tactics, and how to build a credible, proactive defense. David R. Chase offers these skills and more, with experience from both inside the SEC, as well as in private practice defending individuals nationwide for over twenty-five years.
If you receive a Wells Notice, SEC subpoena, or suspect you’re under investigation for insider trading, do not speak with SEC investigators without legal counsel. Even seemingly harmless statements can severely harm your case.
David Chase will:
Early legal intervention often determines the outcome. The sooner you act, the better positioned you’ll be to defend yourself.
If you are facing insider trading allegations or have received an SEC subpoena in Palm Beach, don’t delay. A skilled SEC defense attorney can help protect your rights, reputation, and financial security.
Call David R. Chase, Esq. at 800-760-0912 for a confidential consultation. You can also visit www.securitiesfrauddefense.net to learn more about Mr. Chase’s background, successful results, and insider trading defense experience.
